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Infants of borderline viability: The ethics of delivery room care

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Summary

For more than half a century neonatologists and ethicists alike have struggled with ethical dilemmas surrounding infants born at the limits of viability. Both doctors and parents face difficult decisions. Do we try to save these babies, knowing that such efforts are likely to be unsuccessful? Or do we provide only comfort care, knowing that, in doing so, you will inevitably allow some babies to die who might have been saved? In this paper, we review the outcome data on these babies and offer ten suggestions for doctors: (1) accept that there is a ‘gray zone’ during which decisions are not black and white; (2) do not place too much emphasis on gestational age; (3) dying is generally not in an infant's best interest; (4) impairment does not necessarily equal poor quality of life; (5) just because the train has left the station doesn't mean you can't get off; (6) respect powerful emotions; (7) be aware of the self-fulfilling prophecies; (8) time lag likely skews all outcome data; (9) statistics can be both confused and confusing; (10) never abandon parents.

Introduction

For over half a century neonatologists and ethicists alike have struggled with ethical dilemmas surrounding infants born at the limits of viability. The odds are against such babies. Most die, and the majority of survivors have long-term chronic health problems. Both doctors and parents face difficult decisions. Do you try to save them, knowing that such efforts are likely to be unsuccessful? Or do you provide only comfort care, knowing that, in doing so, you will inevitably allow some babies to die who might have been saved? The decisions are not black or white. Thus, this domain of clinical decision-making is often referred to as ‘the gray zone’.

The delineation of the gray zone has shifted over time. Today, in most developed countries, babies born at 22–24 weeks are considered to be in the gray zone.

Over the last 30 years, survival rates at every gestational age down to 22 weeks have improved but the percentage of survivors with disabilities of one sort or another has remained stubbornly unchanged [1]. How, then, should doctors and parents weigh the evidence, the probabilities, and the uncertainties and arrive at a decision together? In this paper, we review the available literature on outcomes for extremely premature infants, on the neurocognitive outcomes for survivors, and on the impact of prematurity on the family unit. Finally, we review available guidelines and practice variation across the globe and conclude with our own recommendations.

Section snippets

Neonatal survival and neonatal intensive care unit (NICU) morbidity

It is often the case that neonatologists first meet parents as part of a prenatal consultation. At that time, the pregnant woman may be experiencing problems that lead the obstetricians to believe that delivery is likely. Some women go on to deliver the baby. For others, labor is halted and the delivery postponed until outside the gray zone.

Clinicians who provide prenatal consultation are in a unique position. They have to talk about the prognosis for a patient whom they have never seen. They

Long-term neurocognitive outcomes and quality of life (QOL)

The EPIcure study provides follow-up data on academic attainment and special educational needs at 11 years of age. This study followed 307 extremely preterm infants (<25 weeks) born in the UK and Ireland in 1995. It showed that 87% were in mainstream schools, though over half of these children did have special educational needs. Teachers also rated half of the extremely preterm child as having below average educational attainment compared to only 5% of their term gestation classmates [9].

The

Familial impact

Much of the anxiety of neonatal clinicians regarding the resuscitation of infants born at the borderline of viability lies in the fear that if the baby survives, the burden of care for the infant will be greater than the family would wish to endure. But is this a valid concern? It appears as though the impact of the premature child on the overall psychosocial well-being of the family diminishes over time. Early on, in the neonatal period, having a VLBW infant leads to heightened levels of

Guidelines and policies

Various governing bodies and professional societies across the globe have attempted to provide a framework for clinicians faced with difficult decisions regarding an infant born at the borderline of viability through policy statements or clinical guidelines. The Institute of Medicine defines clinical practice guidelines as ‘systematically developed statements to assist practitioner and patient decisions about appropriate healthcare for specific clinical circumstances [20]. The variation among

Conclusions and recommendations

These facts about survival, short-term morbidity, long-term neurocognitive sequelae, and the impact on families can only get us so far. Ultimately, each perinatologist and neonatologist who deals with these issues will have to develop a personal approach to decision-making. With that in mind, we offer ten suggestions as one tries to help families navigate through the gray zone.

  • (1)

    Be okay with the gray. Complex decisions deserve complex individualized analysis for each case and scenario. Attempting

Funding sources

None.

Conflict of interest statement

None.

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