Article Text

Neurodevelopmental outcome at 5.5 years in Dutch preterm infants born at 24–26 weeks’ gestational age: the EPI-DAF study
  1. Pauline E van Beek1,
  2. Monique Rijken2,
  3. Lisa Broeders3,
  4. Hendrik J ter Horst4,
  5. Corine Koopman-Esseboom5,
  6. Ellen de Kort1,
  7. A R C Laarman6,
  8. S M Mulder - de Tollenaer7,
  9. Katerina Steiner8,
  10. Renate M C Swarte9,
  11. Elke van Westering-Kroon10,
  12. Guid Oei11,12,
  13. Aleid G Leemhuis13,
  14. Peter Andriessen1,14
  1. 1 Department of Neonatology, Máxima Medical Center, Veldhoven, The Netherlands
  2. 2 Department of Neonatology, Willem-Alexander Children's Hospital, Leiden University Medical Center, Leiden, The Netherlands
  3. 3 The Netherlands Perinatal Registry, Utrecht, The Netherlands
  4. 4 Department of Neonatology, Beatrix Children's Hospital, University Medical Center Groningen, Groningen, The Netherlands
  5. 5 Department of Neonatology, Wilhelmina Children's Hospital, University Medical Center Utrecht, Utrecht, The Netherlands
  6. 6 Department of Neonatology, Amsterdam University Medical Center location VUMC, Amsterdam, The Netherlands
  7. 7 Department of Neonatology, Isala Clinics, Zwolle, The Netherlands
  8. 8 Department of Neonatology, Amalia Children's Hospital, Radboud University Medical Center, Nijmegen, The Netherlands
  9. 9 Department of Neonatology, Sophia Children's Hospital, Erasmus Medical Center, Rotterdam, The Netherlands
  10. 10 Department of Neonatology, Maastricht University Medical Center, Maastricht, The Netherlands
  11. 11 Department of Obstetrics and Gynaecology, Máxima Medical Center, Veldhoven, The Netherlands
  12. 12 Department of Electrical Engineering, Eindhoven University of Technology, Eindhoven, The Netherlands
  13. 13 Department of Neonatology, Emma Childrens' Hospital, Amsterdam University Medical Center location AMC, Amsterdam, The Netherlands
  14. 14 Department of Applied Physics, School of Medical Physics and Engineering, Eindhoven University of Technology, Eindhoven, The Netherlands
  1. Correspondence to Ms Pauline E van Beek, Department of Neonatology, Maxima Medical Center, Eindhoven, Noord-Brabant, Netherlands; pauline.van.beek{at}mmc.nl

Abstract

Objective After lowering the Dutch threshold for active treatment from 25 to 24 completed weeks’ gestation, survival to discharge increased by 10% in extremely preterm live born infants. Now that this guideline has been implemented, an accurate description of neurodevelopmental outcome at school age is needed.

Design Population-based cohort study.

Setting All neonatal intensive care units in the Netherlands.

Patients All infants born between 240/7 and 266/7 weeks’ gestation who were 5.5 years’ corrected age (CA) in 2018–2020 were included.

Main outcome measures Main outcome measure was neurodevelopmental outcome at 5.5 years. Neurodevelopmental outcome was a composite outcome defined as none, mild or moderate-to-severe impairment (further defined as neurodevelopmental impairment (NDI)), using corrected cognitive score (Wechsler Preschool and Primary Scale of Intelligence Scale-III-NL), neurological examination and neurosensory function. Additionally, motor score (Movement Assessment Battery for Children-2-NL) was assessed. All assessments were done as part of the nationwide, standardised follow-up programme.

Results In the 3-year period, a total of 632 infants survived to 5.5 years’ CA. Data were available for 484 infants (77%). At 5.5 years’ CA, most cognitive and motor (sub)scales were significantly lower compared with the normative mean. Overall, 46% had no impairment, 36% had mild impairment and 18% had NDI. NDI-free survival was 30%, 49% and 67% in live born children at 24, 25 and 26 weeks’ gestation, respectively (p<0.001).

Conclusions After lowering the threshold for supporting active treatment from 25 to 24 completed weeks’ gestation, a considerable proportion of the surviving extremely preterm children did not have any impairment at 5.5 years’ CA.

  • neonatology
  • neurology
  • epidemiology

Data availability statement

All data relevant to the study are included in the article or uploaded as supplementary information. Other data may be obtained from a third party and are not publicly available.

http://creativecommons.org/licenses/by-nc/4.0/

This is an open access article distributed in accordance with the Creative Commons Attribution Non Commercial (CC BY-NC 4.0) license, which permits others to distribute, remix, adapt, build upon this work non-commercially, and license their derivative works on different terms, provided the original work is properly cited, appropriate credit is given, any changes made indicated, and the use is non-commercial. See: http://creativecommons.org/licenses/by-nc/4.0/.

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WHAT IS ALREADY KNOWN ON THIS TOPIC

  • Long-term outcomes in neonatal intensive care unit survivors are frequently classified as severe, moderate, mild or no impairment.

  • After lowering the threshold for supporting active treatment in the Netherlands from 25 completed weeks’ gestation to 24 completed weeks’ gestation in 2010, 62% of the extremely preterm survivors did not have any impairment at 2 years’ corrected age (CA).

WHAT THIS STUDY ADDS

  • In this population-based cohort study with nationwide agreed treatment practices at birth, which included 1003 live born extremely preterm infants, 46% of the survivors had no impairment, 36% had mild impairment and 18% had moderate-to-severe impairment at 5.5 years’ CA.

HOW THIS STUDY MIGHT AFFECT RESEARCH, PRACTICE OR POLICY

  • Major changes in neurodevelopmental performance between 2 and 5.5 years’ CA, with an increase in moderate-to-severely impaired children, emphasise the importance of continuing neonatal follow-up until at least school age.

  • The current study provides valuable information to clinicians who are counselling parents antenatally who are at risk of delivering before 27 weeks’ gestation.

Introduction

After lowering the threshold for active treatment of preterm infants from 25 to 24 completed weeks’ gestation in the Netherlands in 2010, survival to discharge increased by 10% in extremely preterm live born infants.1 Nevertheless, both higher risk for physical disabilities and cognitive problems later in life have been reported in preterm infants, and especially if born extremely preterm.2–6 Now that this guideline has been implemented, an accurate description of neurodevelopmental outcome at school age is needed, in order to provide national data for prenatal and neonatal counselling of parents and also for international comparison.7

The Extremely Preterm Infants-Dutch Analysis on Follow-up (EPI-DAF) study was designed to evaluate neurodevelopmental outcome at 2 and 5.5 years’ corrected age (CA), using outcome data collected at follow-up visits that are carried out in accordance with the national guidelines in the Netherlands. In a previous cohort of infants being 2 years’ CA, 62% of the extremely preterm survivors did not have any impairment at 2 years’ CA.8–10 However, several studies showed that the correlation between impairment classification at 2 years of age and at middle childhood is moderate.6 11–13 At later age, the degree of disability may be more clearly defined and may be more likely to be predictive of problems that will continue into later life.6 Therefore, this study evaluated the variation in overall impairment between 2 and 5.5 years of age.

The primary aim of the current report as part of the EPI-DAF study was to evaluate cognitive outcome, motor outcome and neurodevelopmental impairment (NDI) in extremely preterm born children at 5.5 years’ CA. As a secondary aim, change in neurodevelopmental outcome from 2 to 5.5 years’ CA was evaluated.

Methods

Patient population

The EPI-DAF study included all live born infants with a gestational age (GA) of 24–26 completed weeks, who were 5.5 years’ CA in 2018–2020 (birth cohort 2012–2015).14

Data collection

Perinatal data collection and follow-up assessment has been reported previously in detail in a EPI-DAF cohort with follow-up at 2 years’ CA.8 Follow-up is part of standardised aftercare in children after very preterm birth and formalised in a national guideline for follow-up performed in all neonatal intensive care units (NICUs).15 This standardised protocol includes medical history taking, physical and neurological examination and assessment of cognitive and motor development by a trained team, consisting of a paediatrician/neonatologist, psychologist and physiotherapist and is usually taken place at the NICU site of birth of the child. Neurological examination was performed to identify cerebral palsy (CP), which was graded using the five levels defined in the Gross Motor Function Classification System (GMFCS).16 A combination of medical history and results of the assessment was used to rate hearing and vision status. Information on maternal education was collected during follow-up and classified as low, middle or high.17 Socioeconomic status (SES) was assessed using scores (mean 0, low SES <−1, high SES >1) defined by the Netherlands Institute for Social and Cultural Research (The Hague, The Netherlands) based on the postal code at birth.18

Outcome evaluation

Cognitive outcome was assessed using the Dutch version of the Wechsler Preschool and Primary Scale of Intelligence Scale-III (WPPSI-III-NL, normative mean 100 (SD 15) for all scores).19 This test provides an overall full-scale score (FSIQ) assessing global intelligence, a verbal composite score (VIQ) assessing verbal reasoning ability including vocabulary, information and word reasoning, a performance composite score (PIQ) measuring non-verbal reasoning ability and a processing speeds composite score (PSQ) evaluating visual scanning and motor response speed based on coding and symbol search. All scores were based on age corrected for prematurity.20

Motor outcome was tested using the Dutch version of the Movement Assessment Battery for Children (M-ABC-2-NL).21 The test yields a total standard score (normative mean 10 (SD 3)), and three component standard scores (normative mean 10 (SD 3)): manual skills, ball skills and balance skills scores. Developmental coordination disorders were defined as a total score less than or equal to the fifth centile.22

Neurodevelopmental outcome was a composite outcome measure classified as moderate-to-severe, mild or no impairment, using defined categories of cognitive development, neurological examination and neurosensory function.3 6 9 23

The entity NDI was restricted to children with a moderate-to-severe impairment and included an FSIQ <−2 SD, a CP with GMFCS level 2–5, functionally impaired vision or blindness or hearing loss requiring aids or severe sensorineural hearing loss despite aids.

Mild impairment included an FSIQ between −1 and −2 SD, non-CP-related neurology with abnormal neurological signs but with minimal functioning implications (GMFCS 1), mild visual problems (squints or refractive errors) or mild hearing loss (not sufficient to require aids). Outcome classification was based on the worst determinant in either one of the categories. If children did not visit the neonatal follow-up clinic, but a rehabilitation clinic instead due to severe neurodevelopmental problems, they were included in the study classified as moderate-to-severe impairment.

Of the children who were tested at 5.5 years’ CA, data were also available at 2 years’ CA. Neurodevelopmental outcome categorisation was similar at 2 compared with 5 years’ CA, except for cognitive functioning which was assessed using the Dutch version of the Bayley Scales of Infant and Toddler Development-III-NL (mean 100, SD 15).24

Statistical analysis

Statistical analysis was performed using R V.3.5.2. Baseline characteristics and outcome variables were compared between GA groups based on completed weeks of gestation using the one-way analysis of variance for continuous variables and using the χ2 test for categorical variables. A one-tailed one-sample T-test was used to test whether cognitive and motor test scores were lower than the general population using the normative mean scores. Impairment rates were compared between different GA groups using a χ2 test. Overall impairment status was imputed for 148 children who survived without follow-up data available, using an imputation model containing all baseline characteristics including SES using the R multivariate imputation by chained equation package. A p value <0.05 was considered statistically significant.

Results

Study population

Within the study period, 1003 infants were live born with a GA of 24–26 completed weeks, of whom 913 (91%) infants were admitted to a NICU (o nline supplemental appendix 1). Of these infants, 632 (69%) infants survived and were 5.5 years’ CA in 2018–2020. Of all survivors, 498 (79%) children were seen for follow-up at 5.5 years’ CA. Fourteen children were seen for follow-up, but parents refused to register data. Thus, in 484 (77%) children 5.5-year follow-up data were available for categorisation into neurodevelopmental outcome. Of these, 365 subjects were fully assessed using the WPPSI. In 90 subjects, estimate cognitive outcome was based on history (special education) or incomplete psychological tests. In another 29 children, cognitive outcome was estimated by the paediatrician/psychologist to classify children who were contacted by phone due to COVID-19.

In children without outcome data available, SES was lower compared with children with outcome data available (online supplemental appendix 2). With advancing GA, survivors were more often born as small-for-gestation or after caesarean section (table 1).

Table 1

Baseline characteristics of all infants with follow-up data available born <27 weeks’ GA who reached 5.5 years’ CA in 2018–2020, separately for infants born at 24, 25 and 26 weeks’ gestation

Outcome at 5.5 years’ CA

The mean FSIQ score was 92.4 (SD 16.5), 95.4 (SD 14.1) and 98.0 (SD 14.2) for 24-week, 25-week and 26-week children, respectively (p=0.020, table 2). For the total cohort, (sub)scales (FSIQ, PIQ, PSQ) were significantly lower compared with the normative mean of 100, except for the VIQ.

Table 2

Follow-up results at 5.5 years, born <27 weeks’ GA who reached 5.5 years’ CA in 2018–2020, separately for infants born at 24, 25 and 26 weeks’ gestation

The mean total motor score was 5.8 (SD 3.0), 6.6 (SD 3.4) and 7.1 (SD 3.3) for 24-week, 25-week and 26-week children, respectively (p=0.024, table 2). For the total cohort, all (sub)scales were significantly lower compared with the normative mean of 10.

Among all children with follow-up data available, 46% (95% CI 41 to 50) had no impairment, 36% (95% CI 32 to 41) had a mild impairment and 18% (95% CI 15 to 22) were children with NDI. The number of NDI decreased significantly from 23% at 24 weeks to 13% at 26 weeks’ GA (p=0.019, table 3). Including developmental coordination disorders in the definition of mild impairment increased proportions by 11%, 10% and 12% among 24-week, 25-week and 26-week children, respectively.

Table 3

Neurodevelopmental results at 5.5 years of all 484 infants, born <27 weeks’ GA who reached 5.5 years’ CA in 2018–2020, separately for infants born at 24, 25 and 26 weeks’ gestation

The number of children that survived without NDI relative to all live born infants increased from 30% at 24 weeks’ GA to 67% at 26 weeks’ GA (p<0.001, table 4, online supplemental appendix 3).

Table 4

Summary of outcomes with imputed ‘survival without moderate-to-severe impairment’ among extremely preterm born children at 5.5 years of age

Changes in categorisation of neurodevelopmental outcome between 2 and 5.5 years’ CA

The overall number of children with moderate-to-severe impairment increased from 8% at 2 years to 18% at 5.5 years’ CA (table 3). From 2 to 5.5 years’ CA, 60% (281/472) remained in the same impairment category at 5.5 years of age, while 9% (43/472) were categorised better and 31% (148/472) were categorised worse (figure 1). The change to a lower category from age 2 to 5 years was not related to perinatal characteristics, but only to low maternal education.

Figure 1

Severity of impairment at 2 and 5.5 years age among 472 children with impairment status available at 2 and 5.5 years’ corrected age (CA).

Discussion

This national cohort study aimed to assess neurodevelopmental outcome at 5.5 years’ CA in extremely preterm infants during a 3-year period, after the threshold of active treatment was lowered from 25 to 24 weeks’ gestation in 2010. Due to that change in active treatment, 10% more extremely preterm live born infants survived to discharge. At 5.5 years’ CA, mild impairment was seen in 36% of the children and moderate-to-severe impairment (ie, NDI) was seen in 18% of the children. The percentage of children that survived without NDI relative to all live born infants increased from 30% at 24 weeks’ GA to 49% and 67% at 25 and 26 weeks’ GA.

At 5.5 years’ CA, 46% of the surviving infants had no neurodevelopmental impairment, 36% had mild neurodevelopmental impairment and 18% of the children showed NDI. In 2018, a meta-analysis was published including 15 cohorts with a broad geographical representation, presenting neurodevelopmental impairment in preterm survivors at age 4–10 years.23 Rates of moderate-to-severe neurodevelopmental impairment (ie, NDI) were 32% (95% CI 25 to 39) at 24 weeks and 23% (95% CI 18 to 29) at 25 weeks. For 24-week infants, the EPI-DAF outcome (23% (95% CI 15 to 33)) is slightly lower than the lower CI boundary of the meta-analysis. For 25-week infants, our results (23% (95% CI 16 to 31)) are within the range of the meta-analysis CI.

To put these rates in perspective, the denominator of the outcome parameter is relevant. While numbers in the previous paragraph are related to survivors, the rate of survival needs to be taken into account as well. In this study, calculating NDI relative to admitted infants, this study showed that 38%, 54% and 69% of the admitted infants born at 24, 25 and 26 weeks’ gestation, respectively had moderate-to-severe impairment-free survival up to 5.5 years’ CA. The EPICure study (birth cohort 1995) showed lower rates of survival without severe or moderate impairment at 6 years of age in only 12% and 24% of the 24-week and 25-week admitted infants, respectively.6 The EXPRESS (Extremely Preterm Infants in Sweden Study) study (birth cohort 2004–2007) related rates of NDI to live born infants, and showed survival without moderate-to-severe impairment at 6.5 years of age in 35%, 50% and 57% of 24-week, 25-week and 26-week live births, compared with 30%, 49% and 67% in this study.11 Although the moderate-to-severe impairment-free survival rates appear higher in the EPI-DAF study compared with the EPICure and EXPRESS studies, it should be acknowledged that the EPI-DAF cohort (birth cohort 2012–2015) is a substantially more contemporary cohort.

Considerable changes in neurodevelopmental outcome were seen between 2 and 5.5 years’ CA. Only 60% of the infants were classified in the same impairment category at both follow-up moments. Moreover, only 41% (34/82) of the children with NDI at 5.5 years’ CA was already identified at 2 years’ CA. The relationship between disability rates over time has been discussed previously, showing that, although severe disability at early age is highly predictive of outcome at 5–6 years, it is hard to identify later onset disabilities or less severe disabilities at early age.6 11 25 For upcoming trials, measuring outcomes after the age of 2 years is highly recommended, as these results are more likely to be predictive to problems that will continue through life.

Apart from CP, many high-risk children have motor problems during infancy.26 As shown in our study, the rate of children with mild impairment increased with 10% when including developmental coordination disorders (defined a motor score ≤5th percentile) in the definition of mild impairment. It confirms that non-CP motor impairment can remain a risk for apparently healthy preterm infants.27 International inclusion of developmental coordination disorders in the definition of mild impairment will help to improve the complex description of difficulties in extremely preterm born children.22

Children that were categorised in a worse category at age 5.5 years were less often born to mothers with high education, compared with children that remained in the same category or improved. Although the association between the level of maternal education and neurodevelopment has been frequently reported, less is known on the effect of maternal education on the trajectory of neurodevelopment. One study determining trajectories of cognitive test scores from infancy to adulthood did not find different slopes for children born to mothers with high education versus lower education.5 However, another study showed that higher parental education may predict stronger gain in cognitive score from 1.5 to 5 years of age.28 The results from the current study underline that increased attention is necessary for children born to mothers with low education, to ensure that they will complete the follow-up programme up to later age and to initiate interventions on time.

Children lost to follow-up were significantly more often born to parents of lower SES. It has been shown previously that drop-outs are more likely to occur in families with social disadvantages, while preterm children from socially disadvantaged families may have poorer neurodevelopment.6 11 For presentation of overall outcome relative to all live born and admitted infants, a multiple imputation model including a SES variable that was available from the registry was used to account for possible selective missing data.

Strengths and limitations

The strengths of this study include a nationwide standardised follow-up programme as part of NICU aftercare, yielding standardised data for scientific purpose. Collection thereof in the EPI-DAF study database was done over a 3-year period with a creditable follow-up rate. Given the examination of impairment rates over time, age correction for prematurity was used to account for bias. However, this study has limitations as well. First, a weakness is the lack of a term control group, which might overrate favourable outcome. Impairment rates reported in this paper may be lower than the true rate of impairment. Second, the disability criteria did not include behaviour, attention and learning disabilities that are all commonly found among extremely preterm born children. Nevertheless, NDI as defined in our study is often used internationally as an outcome measure for neurodevelopmental outcome in very preterm infants. Third, due to COVID-19, for 29 children developmental outcome was determined based on medical history, partial assessment or phone interviews, instead of validated assessments. Fourth, currently no information is available on impairment rates prior to the guideline change. Last, although reflecting standard care, data were collected by different people, which might have introduced some intra-observer bias. However, standardised tests were used as much as possible.

Conclusions

The EPI-DAF study presents recent nationwide data on neurodevelopmental outcome at 5.5 years’ CA for extremely preterm infants, a few years after the treatment threshold was lowered countrywide from 25 to 24 weeks’ gestation. A considerable proportion of the surviving children did not have any impairment at 5.5 years’ CA. The number of children that survived without NDI relative to all live born infants increased from 30% at 24 weeks’ GA to 67% at 26 weeks’ GA. A twofold increase in moderate-to-severe impairment rates was seen between 2 and 5.5 years’ CA, with children. This emphasises the importance of continuing neonatal follow-up until school age. The current study provides valuable information to clinicians who are counselling parents antenatally who are at risk of delivering before 27 weeks’ gestation, and it might influence the Dutch NICU guidelines on management of extremely preterm infants.

Data availability statement

All data relevant to the study are included in the article or uploaded as supplementary information. Other data may be obtained from a third party and are not publicly available.

Ethics statements

Patient consent for publication

Ethics approval

In accordance with the Dutch law on medical research involving human subjects, a waiver (no. N17.166) was provided by the medical ethical committee of Máxima MC (Veldhoven, The Netherlands) and approved by all other perinatal centres. Parents signed informed consent for research use of the follow-up data and for transport of data to the Dutch Perinatal Registry (Perined).

Acknowledgments

The Extremely Preterm Infants-Dutch Analysis on Follow-up (EPI-DAF) study group is indebted to all paediatricians, psychologists, physiotherapists and research nurses who have contributed to the follow-up of extremely preterm infants in one of the 10 perinatal centres in the Netherlands. We would also especially like to thank the parents and children who were involved in the study. Research included in this paper was part of the thesis of the first author (PvB (2022)). Extremely Preterm Infants: Dutch Analysis on Follow-up (PhD Thesis 1 (Research TU/e /Graduation TU/e), Electrical Engineering, Eindhoven University of Technology). As such, preliminary data on the EPI-DAF study have been published.

References

Supplementary materials

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Footnotes

  • Contributors PvB, MR, AGvW-L, PA and EPI-DAF study group had a substantial contribution to the methodological design of the study. MR, HJtH, CK-E, EdK, ARCL, SMM, KS, RMS, EvW-K and AGvW-L had a substantial contribution to data acquisition, being the principal investigators of the 10 Dutch perinatal centres. PvB, MR, LB, AGvW-L and PA had a substantial contribution to the analysis and interpretation of the data. PvB wrote the first draft of the manuscript. PA was responsible for the financial funding of the project and supervised the project. PvB and PA are guarantors.

  • Funding This project has been funded by an unrestricted grant from Stichting Tiny & Anny van Doorne Fonds. As this was a private grant, no grant number is available.

  • Disclaimer The funders had no role in the study design, data collection and analysis, decision to publish or preparation of the manuscript.

  • Competing interests None declared.

  • Provenance and peer review Not commissioned; externally peer reviewed.

  • Supplemental material This content has been supplied by the author(s). It has not been vetted by BMJ Publishing Group Limited (BMJ) and may not have been peer-reviewed. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by BMJ. BMJ disclaims all liability and responsibility arising from any reliance placed on the content. Where the content includes any translated material, BMJ does not warrant the accuracy and reliability of the translations (including but not limited to local regulations, clinical guidelines, terminology, drug names and drug dosages), and is not responsible for any error and/or omissions arising from translation and adaptation or otherwise.